Filing
Filing is the
form of record keeping which preserves letters, vouchers, bills, reports,
papers and other important documents in a systematic manner. So, filing refers
to the systematic and scientific preservation of official document in such a
way that they can be delivered whenever required. It is the process of
collecting, classifying, arranging and preserving the official records for
their quick delivery and availability. It is the part of record management.
The following
are the main definitions of filing: -
“Filing is the
process of arrangement and storing records so that they can be located when
required.” – J.C. Denyer
“Filing is the
preservation of letters, papers and documents so that they can be rapidly found
out when required.” – M.C. Shukla
Objectives of Filing
- To collect the documents
The filing is the process of preserving the records and documents. So, it is the main function of the filing. To preserve documents and records , the documetns need to be collect from different sources. Hence, to collect the documents is the objective of filing.
- To preserve the documents
The collected documents should be preserved properly. The main objective of filing is to preserve the documents. So, the douments must be filied properly so that it will not get lost. The documents should be safe from insects, theif, rats, water and so on.
- To provide evidence
The office received very important letters and documents which can be very useful in future. So, the filing helps to preserve such important files properly in a systematic manner. Those important documents might be needed in future to settle the misunderstanding and dispute.
- To provide information
The filing preserve various important documents containing information. So, whenever required filing helps to provide the information. The information are provided to the shareholder, customers, suppliers, government at the time of necessity.
- To provide promptness in work
Generally, with the help of past records, the daily routine of the office are carried out. The systematic filing of records helps to bring rapidity in work .So, one of the objectives of filing is to bring promptness in official works.
- To provide guidance
Filing of past records and documents can act as a guidance to the office staff to carry out their daily works. It guides the new staff and supports the existing staff to perform their duties effectively.
Need and Importance of Filing
The following
points highlight the importance of filing: -
- Filing collects and preserve the required papers and
documents for future reference.
- It protect the important files and documents from
insects, dust, moisture, water, rats and fire.
- It helps to uplift the image and prestige of the
organization.
- It helps to increase efficiency of the office.
- It helps in handling customers and corresponding
carefully to maintain the goodwill of the office.
- It helps in formulation of planning for future.
- It helps in providing legal proofs to fullfil legal
formal
Methods of Filing
. There are four methods of filing. They are alphabetical filing,
numerical filing, subjective filing and geographical filing.
Alphabetical
filing
The
way of arranging files or folders with the name of correspondents in drawers or
cabinets in alphabetical order is called alphabetical classification. Under
this method, the folders are arranged in the alphabetical order. For example,
all the folders of correspondence whose name begins with A are arranged
together in one group and so on.
Advantages
- It is simple to understand and easy to operate.
- It doesn't need separate indexing so it is
economical.
- It is flexible as files can be added and removed
easily as per requirement.
- It can be used for both large and small
organizations.
Disadvantages
- It creates confusion in locating the files of person
or organization having the same name.
- There is no secrecy because the name of the
correspondent is mentioned on the tab of the file.
- It doesn't suit for those organizations where
numbers are more important than the name of the correspondents
- It consumes more time due to a large number of
letters.
Numerical
filing
The
way of arranging the file under which the files of the individuals or
organizations are arranged in the drawer in the numerical order as 1, 2, 3, 4,
etc. is called numerical classification. It requires recording their name in a
register book according to the serial number and the same number is written in
the file instead of the name. For example: if Laxmi enterprises Pvt.Ltd is
allocated the number 12, all the documents relating to this organization will
be found in the folder number 12 and if there is a large number of files then
it can be classified and arranged into different files bearing file no. 12.1, 12.2,
12.3 and so on.
Advantages
- It is possible to maintain secrecy under this filing
method.
- It ensures the quick identification of files due to
the use of separate index and guide cards.
- It is more flexible because addition and deduction
of documents do not create difficulty.
- It is suitable for all types of offices even having
the larger number of files.
Disadvantages
- It is not suitable for the small scale organization.
- It is more time consuming for the location of files.
- It is an expensive method as it requires separate
index and guide cards.
- It is impracticable for those where names are more
important than numbers.
Subjective filing
Subjective Filing
System
The
way of arranging files in a drawer or cabinet according to the subject of the
document is called subject classification. Under this method, the papers and
documents are classified according to their subjects and filing is made on the
basis of such subjects. This classification emphasizes on the subject than the
name and number of the correspondents. The files related to a particular
subject can also be sub-divided into alphabetical order.
Advantages
- It is easy to understand and operate.
- It makes available all the documents to the same
subject in one file.
- It is flexible as it has the benefit of expansion.
- It is easier to locate the particular document if
the subject is known by the users.
Disadvantages
- It is difficult to locate the document if the
concerned subject is not known.
- It does not make available all document of a single
person in the same place.
- It also does not maintain secrecy as the names of
the subjects are written on the files.
- It is an expensive method as it requires separate
index and guide cards.
Geographical filng
The
way of arranging files in a drawer or cabinet on the basis of geographical
regions is called geographical classification. Under this method, the files are
arranged on the basis of town, district, zone, country, and continent. A
separate filing cabinets or drawers are fixed for different regions and the
files related to a particular region are stored in such specified drawer or
cabinet. All the cities and districts in a particular region can be arranged
alphabetically.
Advantages
- It is simple to understand and easy to operate.
- It is suitable for those organizations which deal
with a large number of geographical places.
- It makes easy to locate the files as it uses
different geographical guides and index cards.
- It consumes less time in searching and obtaining the
document because of the separate geographical guide.
Disadvantages
- It is difficult to find the file if the name of the
geographical place is not known.
- It does not maintain so much secrecy as the names of
places are written on the files.
- It is a very expensive method because it requires
various geographical guides and index cards.
- It is not suitable for the smaller organizations.
Systems of Filing
The
main systems of filing adopted by different offices in Nepal are: Traditional
Filing and Modern Filing.
Traditional Filing System
Traditional
filing is used in small and traditional types of offices having a limited
number of documents and files. It consists of misil filing and box filing. In
misil filing, the documents are collected, arranged and preserved in the
chronological order under a certain misil or subject. In box filing, the
written documents are collected and preserved in a wooden, metal or paper box
in an order of date keeping in loose form. The following are the main types of
traditional filing system: -
Misil
Filing
Misil
filing is the systematic process of collection and preservation of all letters
and documents of a particular case in a chronological order in a pile by punching.It
is simple, economical, flexible and suitable to court.
Advantages
- It is simple and easy to understand.
- It is convenient to retrieve file by using misil
number.
- It is does not require any guide card, drawer, and
cabinet so it is economical.
- It is flexible as unnecessary documents can be
removed and new documents can be added easily.
Disadvantages
- It is unscientific, unsuitable and impractical to
the offices other than courts.
- It consumes more time in punching and filing the
documents.
- It is not the safe type of filing because the files
are kept on the floor or open drawer or cabinet.
- It is not the convenient type of filing. It creates
difficulty to add new documents and remove unnecessary ones because the
documents are punched and tied together.
Box Filing
The
act of collecting and preserving the letters and documents of the temporary
nature in a box in a loose position is known as box filing. It is such type of
filing under which a box of certain size made up of metal or wood or cardboard
is used for filing the documents. All the documents are preserved in a box in a
loose manner one after another in a chronological order.
Advantages
- It is simple to understand and easy to operate.
- It is economical because one box is sufficient for
filing the documents.
- It provides greater safety to the documents because
the box always remains closed.
- It consumes less space as the box can be kept on a
corner of the table or floor.
Disadvantages
- It is not suitable for large and modern
organizations.
- It is not flexible. Only a limited number of
documents can be kept in a file.
- It is unsuitable for large sized valuable and
permanent type of papers.
- It keeps documents loosely due to which there is a
greater chance of misplacement of documents.
Modern Filing System
The
tradition filing system is did not meet the requirements of the modern business
organization having a large number of documents. Hence, it was replaced by
modern and scientific filing system . The following are the main type of modern
filing system: -
Horizontal
Filing
Horizontal
filing is also known as flat filing under which the files or folders are kept
in drawers in horizontal or sleeping position in chronological order. The files
are kept in a pile one upon another. Under this system, papers are punched and
kept in a file by tying with a lace or held using a metal clip attached with
the file.
Advantages
- It is simple and can be operated even without
special knowledge.
- It is an economical system as it requires less
equipment and manpower.
- It ensures safety to the documents as they are
punched and tied with lace or clip.
- It occupies less space because the folders are
placed in sleeping position one upon another.
Disadvantages
- It is difficult to locate the required file due to
their sleeping position.
- It is more time consuming as it requires punching,
arranging, fastening, and opening the lace or clip frequently.
- It is the less flexible system because the file
cannot hold a large number of documents.
- It has the chance of disappearing the words and
figures due to the punching of documents.
Vertical
Filing
The
act of keeping folders in a drawer in a standing position with the support of
one another is called vertical filing. It is such type of filing under which
folders are arranged in a upright position. File are usually made of hard paper
and aligned alphabetically, numerically, geographically or subject wise as per
office need.
Advantages
- It discloses the position of all the folders at a
glance.
- It ensures the safety of documents as a special type
of folder and drawer or cabinet is used.
- It is most suitable for huge organizations as a
great number of documents can be kept in the folders.
- It can maintain secrecy because the drawer remains
locked.
Disadvantages
- It consumes more space as the folders are kept in
standing position and big cabinets are also needed.
- It is comparatively more expensive as the special
type of folders and drawers are needed.
- It is not suitable for the small organization due to
limited resources.
- It has the greater chance of misplacing the
documents as they are kept in loose forms.
Differences
between Horizontal and Vertical Filing Systems
Bases of differences |
Horizontal Filing |
Vertical Filing |
Position of folders |
It is a system under which folders
are arranged in a horizontal position. |
It is a system under which folders
are arranged in a vertical position. |
Position of papers |
It keeps papers in files by tying
with lace or clip. |
It keeps papers in folders in a
loose position. |
Chances of losing documents |
It has less chance of losing
documents because papers are tied together with a clip. |
It has a greater chance of losing
documents because papers are kept in a loose position. |
Economy |
It is an economical system as only
files are necessary for preserving papers. |
It is a costly system as it requires
special folders, drawers and guide cards. |
Flexibility |
It is not flexible because the file
cannot hold a large number of documents. |
It is flexible. Each folder has
greater capacity to hold papers. |
Quick reference |
It does not provide quick reference
to locate documents. |
It provides quick reference to
locate documents. |
Protection |
It provides limited protections to
papers as files are kept in an open drawer. |
It provides maximum protections to
papers as files are kept in cabinets with lock. |
Suitability |
It is suitable for small as well as
large offices. |
It is suitable only for large
offices |
ndexing
The
process of finding out the proper location easily and quickly is known as
indexing. It is an essential tool for proper and efficent management of office.
Indexing guide the person for easy and quick location of the required the file.
Indexing helps to increase efficiency and save the time of the office.
The
following are the some of the main definition of indexing: -
“An index is anything that indicates or points out. Its prime function is to
act as a guide to a body of data or to the collection of funds.” – J.C. Denyer
“Indexing is a system which helps to locate the position of files quickly and
easily.” – Saxena
Importance
of indexing in filing
Indexing
is a part of filing. The filing is incomplete without indexing. The indexing
helps to locate the files and folder easily and quickly whenever required. The
following points highlight the importance of indexing in filing: -
- Indexing helps in preservation of documents in
efficient and organized manner.
- It helps in prompt retrievel of files as and when
required .
- It helps to maintain the secrecy of the information
and documents.
- It gives the detail information of the correspondent
like name, address, telephone number, file number, financial position and
trading and manufacturing items.
- It provides a summary of the records for the quick
reference.
- It saves time and effort while searching out a
document by providing a ready reference.
- It increases the efficiency of the staff in carrying
out their assigned duties.
- It also brings rapidity and efficiency in filing and
other regular functions of the office.